PECB - High Pass-Rate ISO-9001-Lead-Auditor - QMS ISO 9001:2015 Lead Auditor Exam Pass4sure Pass Guide

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PECB ISO-9001-Lead-Auditor Exam Syllabus Topics:

Topic	Details
Topic 1	Fundamental audit concepts and principles: Questions about interpreting and applying the main concepts and principles related to a QMS audit appear in this topic.
Topic 2	Quality management system (QMS) requirements: It assesses your abilities to point out and explain different requirements for a quality management system based on ISO 9001.
Topic 3	Preparing an ISO 9001 audit: This topic covers sub-topics related to preparing a quality management system audit.
Topic 4	Conducting an ISO 9001 audit: It evaluates your skills to conduct a QMS audit.
Topic 5	Managing an ISO 9001 audit program: This topic evaluates your abilities to establishing and managing a QMS audit program.

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PECB QMS ISO 9001:2015 Lead Auditor Exam Sample Questions (Q163-Q168):

NEW QUESTION # 163
In the context of a third-party audit, select the issue which is not expected to be included in the audit plan.

A. Expectations of the organisation's management
B. Risk to achieving audit objectives
C. Scope of the audit
D. Number of sites to be audited

Answer: A

Explanation:
According to ISO 19011:2018, clause 6.3.2, the audit plan is a document that provides the basis for agreement regarding the conduct of the audit. The audit plan should include the following information1:
*the audit objectives, scope and criteria
*the audit team members and their roles and responsibilities
*the audit schedule, including the date, time and location of each audit activity
*the expected time and duration of meetings and interviews
*the allocation of appropriate resources to critical areas of the audit
*the identification of the audit client and the auditee
*the identification of the guides and observers, if any
*the documents and records to be reviewed before and during the audit
*the audit methods and tools to be used
*the audit language and terminology
*the audit report content, format, distribution and expected completion date
*the risk to achieving audit objectives and the contingency plan, if any Therefore, the issue which is not expected to be included in the audit plan is C, expectations of the organisation's management. This issue is not relevant to the conduct of the audit, as the audit is based on the audit criteria, not on the management's expectations. The management's expectations may be considered during the audit initiation or the audit programme management, but they are not part of the audit plan.
References: ISO 19011:2018(en), Guidelines for auditing management systems, How to create an ISO 9001 internal audit plan - Advisera

NEW QUESTION # 164
An organization has decided to implement a QMS based on ISO 9001. What should they consider when determining internal issues?

A. The expectations of suppliers
B. The social and economic environments
C. Knowledge
D. The competitive environment

Answer: C

Explanation:
Comprehensive and Detailed In-Depth Explanation:
ISO 9001:2015 requires organizations to assess both internal and external issues that could impact the effectiveness of their Quality Management System (QMS).
Clause Reference:
* Clause 4.1 - Understanding the Organization and Its Context states that organizations must determine external and internal issues that affect their ability to achieve intended results.
* Internal issues include:
* Knowledge within the organization (documented or undocumented)
* Organizational culture
* Resource availability
* Technological advancements
* Infrastructure and capabilities
Why is the Correct Answer C?
* Knowledge (Clause 7.1.6) is a critical internal factor that directly affects the implementation and maintenance of a QMS.
* Organizations must identify, maintain, and make available the necessary knowledge to achieve quality objectives and meet customer requirements.
Why are the Other Options Incorrect?
* A (Social and economic environments) # These are considered external issues rather than internal.
* B (Competitive environment) # Competition is external, not an internal issue affecting the QMS.
* D (Expectations of suppliers) # Supplier expectations relate to external interested parties, covered under Clause 4.2 (Understanding the Needs and Expectations of Interested Parties).

NEW QUESTION # 165
Which two of the following aspects of a quality management system must the organisation continually improve?

A. Responsiveness
B. Suitability
C. Efficiency
D. Applicability
E. Adaptability
F. Effectiveness

Answer: C,F

Explanation:
Effectiveness and efficiency are two of the seven quality management principles that form the basis of ISO
9001. According to ISO 9000:2015, clause 3.2.14, effectiveness is the "extent to which planned activities are realized and planned results achieved". According to clause 3.2.15, efficiency is the "relationship between the result achieved and the resources used". In other words, effectiveness is about doing the right things, and efficiency is about doing things right. ISO 9001:2015, clause 10.3, requires the organisation to continually improve the suitability, adequacy, and effectiveness of the quality management system. This implies that the organisation should also improve the efficiency of its processes, products, and services, as efficiency is a key factor in achieving customer satisfaction, reducing costs, and increasing profitability. Some of the ways that the organisation can improve its effectiveness and efficiency are: - Establishing SMART (specific, measurable, achievable, relevant, and time-bound) objectives and monitoring their progress - Implementing the Plan-Do-Check-Act (PDCA) cycle to plan, execute, evaluate, and improve its activities - Applying the process approach to manage its interrelated processes as a coherent system - Using evidence-based decision making to analyse data and information and take appropriate actions - Seeking feedback from customers and other interested parties and addressing their needs and expectations - Identifying and addressing risks and opportunities that can affect its performance and conformity - Encouraging innovation and creativity to find new and better ways of doing things - Benchmarking its performance against best practices and industry standards - Providing training and development opportunities for its personnel to enhance their competence and motivation 12345 References:
1: ISO 9000:2015 - Quality management systems - Fundamentals and vocabulary
2: ISO 9001:2015 - Quality management systems - Requirements
3: ISO 9001 Explained: A Comprehensive Guide to Quality Management Systems - ISMS.online
4: The 7 Principles of ISO 9001 | ISO Standards Explained
5: Key Elements of an ISO 9001:2015 Quality Management System

NEW QUESTION # 166
In the context of a third-party certification audit, how can the auditor demonstrate confidentiality? Select two.

A. Adhere to the CQI Professional Code of Conduct.
B. Discuss sensitive personal information with the guides appointed by the auditee.
C. Share audit conclusions with competitor organisations.
D. Remove audit evidence without the permission of the auditee.
E. Confirm the confidentiality arrangements with the auditee regarding the use of mobile devices/cameras.

Answer: A,E

Explanation:
In a third-party certification audit, auditors are responsible for maintaining confidentiality as part of their professional duties. Here's how they can demonstrate it:
* A. Adhere to the CQI Professional Code of Conduct: The CQI (Chartered Quality Institute) Code of Conduct outlines ethical principles, including confidentiality. Auditors must adhere to professional standards, ensuring sensitive information is protected and not disclosed improperly.
* B. Confirm the confidentiality arrangements with the auditee regarding the use of mobile devices
/cameras: Before using mobile devices or cameras, auditors must seek explicit permission from the auditee and agree on confidentiality terms, preventing unauthorized recording or sharing of sensitive information.
Options C, D, and E involve breaching confidentiality and are not acceptable practices in an ISO 9001:2015 certification audit. Sharing sensitive information, removing evidence without consent, or discussing it with unauthorized parties violates audit principles and the standard's confidentiality requirements.

NEW QUESTION # 167
An internal auditor of a manufacturer of polystyrene packaging products for the electronics industry raised a nonconformity against section 10.3 of ISO 9001 in Report IA202. The nonconformity (NC 3) stated:
"The reject rate of 'finished' product of 9.7% needs improvement as it doesn't meet the stated objective of top management of 5%." Just before the Closing meeting of a third-party audit, the audit team leader is invited to a meeting with the Quality Manager. He tells the audit team leader that a member of the audit team was seen taking photographs of the factory on his phone during the day and wants him suspended from the Closing meeting with any nonconformities raised by him rescinded. The issue of photographs was not discussed during the opening meeting.
Select the three options for how the audit team leader might deal with this situation.

A. Advise the Quality Manager that he, as audit team leader, needs to speak to the auditor about the situation and he will report back to the Quality Manager once this is done
B. Insist that the nonconformities must stand since they have been agreed by the team from other evidence gathered
C. Delay the Closing meeting until the audit team leader has consulted his audit programme manager at Head Office
D. State that the auditor will take no further part in the audit and all his photographs will be deleted
E. Apologise for the situation and ensure the Quality Manager that all photographs will be deleted during the Closing meeting
F. Advise the Quality Manager that the auditor will be reported to Head Office

Answer: A,B,C

NEW QUESTION # 168
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PECB - HIGH PASS-RATE ISO-9001-LEAD-AUDITOR - QMS ISO 9001:2015 LEAD AUDITOR EXAM PASS4SURE PASS GUIDE

PECB - High Pass-Rate ISO-9001-Lead-Auditor - QMS ISO 9001:2015 Lead Auditor Exam Pass4sure Pass Guide